Chief Compliance Officer - Dubai
The Company:
A leading UAE based financial products trading institution.
The Role:
The CCO is responsible for the development and ongoing maintenance of a compliance program sufficiently robust to address the needs of an international CCP’s complex global technology-centric business. The CCO in a role critical to managing compliance and reputation risks – works closely with the Board of directors and senior management team.
Qualifications
Post graduate or doctorate in Finance Economics or Business Management from reputed school
Internationally recognized compliance certification
Experience
Minimum 15 years work experience gained in compliance function for a regulated financial business e.g. Banks Exchanges and Global CCP and/or working in a supervisory capacity for a financial regulatory authority globally e.g. SCA DFSA BIS IOSCO FCA CFTC MAS etc.
Ideally relevance of experience as Head of Compliance functions in the international capital and derivatives markets and/or as CCP compliance.
ideally experience gained in the financial and derivatives broking or Prime clearing industry.
Knowledge
Excellent understanding of the company’s business the stakes involved and developments in the market in order to align the compliance with the business.
Proven ability to assess the potential risks the business may face in order to anticipate them and secure the business.
Excellent understanding and strong knowledge of local and international laws.
Sound knowledge of risk based management internal controls and compliance practices procedures and principles
Apply Here:
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